Resource Center
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News & Insights
The latest securities training news, course updates, advancements and market information.
See AllRegulatory Updates for Securities – January 2024 Recap
There were three noteworthy regulatory updates for securities in January of 2024. Below are the details on these changes and how they affect you and your institution. FINRA Please take note of the following 2023 FINRA Industry Snapshot Report FINRA regulates a critical…
What Does a Research Analyst Do?
Research analysts play an essential role in the world of banking, brokerage, and finance. They help investors make informed decisions by analyzing data and information to identify trends and patterns, and also offer insights that can guide strategy and asset allocation. In this blog,…
What is the Series 79 License? – Why You Need it, and How to Obtain it
If you’re just starting on your path into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to be obtained. Why are there so many licenses and which ones are right for you? Before taking any exams, you…
Todd Talk: Updates on FINRA Firm Element CE
Get FINRA’s Firm Element Course on your LMS! Todd Rosenfeld, Chief Learning Officer at STC, discusses Firm Element. We make Securities Continuing Education (Firm Element) easy. With SCORM-wrapped courseware, you can deploy training on your own LMS.
Todd Talk: 2023 Changes to IAR CE Requirements
Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to continuing education (CE) requirements for investment advisor representatives (IARs). If you’re registered as an investment advisor representative (IAR), you’ll want to be aware of your CE requirements. Some changes went into effect for…
Career Resources
Gain insights on trending topics within the securities and insurance industry along with tools and tips on how to start your career and maximize your income and job satisfaction.
See AllWhat Does a Research Analyst Do?
Research analysts play an essential role in the world of banking, brokerage, and finance. They help investors make informed decisions by analyzing data and information to identify trends and patterns, and also offer insights that can guide strategy and asset allocation. In this blog,…
What is the Series 79 License? – Why You Need it, and How to Obtain it
If you’re just starting on your path into the financial services industry, you’re likely overwhelmed with the number of licenses that are available to be obtained. Why are there so many licenses and which ones are right for you? Before taking any exams, you…
All You Need to Know About the SIE Exam
As you embark on your journey as a financial representative, you create your licensing to-do list and prepare to tackle the steps necessary to achieve a successful career. Securities Training Corporation is excited to discuss the SIE Exam, a test you must take in…
Todd Talk: Updates on FINRA Firm Element CE
Get FINRA’s Firm Element Course on your LMS! Todd Rosenfeld, Chief Learning Officer at STC, discusses Firm Element. We make Securities Continuing Education (Firm Element) easy. With SCORM-wrapped courseware, you can deploy training on your own LMS.
The Series 7 Exam and Why You Should Take It
If you have looked into a career in the Securities Sector, you may have been surprised at how many exams and licenses there are available. Thankfully, not all of the exams must be taken. Determining where you want to go in your career will…
Industry Tools
The latest securities training news, course updates, advancements and market information.
See AllWhat Does a Research Analyst Do?
Research analysts play an essential role in the world of banking, brokerage, and finance. They help investors make informed decisions by analyzing data and information to identify trends and patterns, and also offer insights that can guide strategy and asset allocation. In this blog,…
Todd Talk: Updates on FINRA Firm Element CE
Get FINRA’s Firm Element Course on your LMS! Todd Rosenfeld, Chief Learning Officer at STC, discusses Firm Element. We make Securities Continuing Education (Firm Element) easy. With SCORM-wrapped courseware, you can deploy training on your own LMS.
Todd Talk: 2023 Changes to IAR CE Requirements
Todd Rosenfeld, Chief Learning Officer at STC, discusses 2023 changes to continuing education (CE) requirements for investment advisor representatives (IARs). If you’re registered as an investment advisor representative (IAR), you’ll want to be aware of your CE requirements. Some changes went into effect for…
Todd Talk: New IAR CE Courses in 2023
Todd Rosenfeld, Chief Learning Officer at STC, discusses STC’s Investment Advisor Representative (IAR) continuing education courses for 2023. As you know, investment advisor representatives (IARs) are required to have 12 CE credits per year: six credits on ethics and professional responsibility, and six credits…
Todd Talk: Secure Act 2.0 Changes to Retirement Plans
In this episode, Todd Rosenfeld, Chief Learning Officer at STC, explains four Secure Act 2.0 changes that affect retirement plans in 2023. These changes could also have an impact on some of the securities licensing examinations you may take. Change #1: Increase in Required…
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