How to Pass Your Series 53 License and Take Your Career to the Next Level.

Series 53 License Requirements:

  1. 1. Find a Sponsoring Firm
    • To take the Series 53 Exam, you must:
      • — Be associated with and sponsored by a member firm
      • — Be 18 years of age
  2. 2. Study for Your Series 53 License
    • By choosing STC as your exam prep provider, you gain access to print and online study manuals, online practice exams, the instructor hotline, and more.
  3. 3. Complete Form U4
    • On your behalf, your sponsoring firm will send your completed Form U4 to FINRA.
    • FINRA will then send enrollment instructions and provide a 120-day window to schedule your exam.
  4. 4. Schedule Your Exam
  5. 5. Pass the Series 53
    • After your exam, you’ll receive a printed copy of your score.
    • To obtain your Series 53 License, you must also pass both the Securities Industry Essentials (SIE) Exam and the Series 52 Exam.
Purchase Exam Prep

Get your Series 53 License with STC:

Over 1,500,000 people have used STC to pass their securities licensing exams. With more than 50 years of experience, STC’s pass rate on the Series 53 Licensing Exam is higher than the national average.